Compliance documentation and monitoring plans tailored to the exact requirements of your firm.
With a wealth of banking & regulatory experience available we are well placed to assist you.
Making applications for regulatory approval as straightforward and time/cost effective as possible.
Commercial and pragmatic. Our company has a collective relevant Financial Services experience of approaching 100 years. We have the depth and breadth of professional experience to assist you in your regulatory authorisation and compliance needs.
Experience in managing businesses in the commercial world means we understand the pressures and priorities faced by your business. We know all about the need for focused, timely, cost-effective and appropriate support. Our team has very recent experience working within the FSA/FCA Authorisation and Supervision departments managing complex applications and firms. This allows us to provide clients with regulatory applications that fully meet and anticipate the needs of the regulator. If your service needs fall outside our particular area of competence, we will introduce you to partner providers. These partners will have the requisite skills and whose competence and sector expertise have been verified whilst working at the FSA. This will come at no cost to you.
Whether your need is a precautionary compliance health check or an application for FCA authorisation we have the expertise at hand to support you.
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Member of the Association of Professional Compliance Consultants
