Financial Sector Authorisation & Compliance

Commercial and pragmatic. With collective relevant Financial Services experience of approaching 100 years, we have the depth and breadth of professional experience to assist you in your regulatory authorisation and compliance needs.

Experience of managing businesses in the commercial world means we understand the pressures and priorities faced by your business and the need for focused, timely, cost-effective and appropriate support. Recent experience working within the FSA Authorisations and Supervision departments managing complex applications and firms allows us to provide our clients with regulatory applications that fully meet and anticipate the needs of the regulator at the outset. Where your service needs fall outside our particular areas of competence we will, without cost to you, introduce you to partner providers with the requisite skills, partner firms whose competence and sector expertise we verified whilst working at the FSA.

Whether your need is a precautionary compliance health check or an application for FCA or PRA/FCA authorisation we have the expertise at hand to support you.

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