Corporate Finance Broker Authorisations

Getting authorised can be a costly and time-consuming process. Wait times for the FCA applications to be allocated to case officers are in the region on three months at present.

What We Help With

We have extensive experience in assisting all types of Intermediaries in obtaining authorisation. The foundation of our service is the experience we obtained in working in authorisations for the regulator, dealing with the most complex types of application and seeing first-hand the generally poor quality of applications submitted, even those assembled by major compliance consultancies. Credibility is immediately lost and approval time frames are consequently extended.

Unlike many of our competitors, we will assemble a bespoke application on your behalf, we will obtain an understanding of your business and then assemble the complete application for you. We understand what the case officer is wanting to see and we seek to meet and exceed those expectations. Please ask for references from our clients who will happily confirm the quality of the service we provide. Please also contact us with any questions about the process, current time frames, details of all costs and also what the ongoing costs will be once authorised, we are happy to assist.

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