Our company deals with many different clients, such as prospective banks. We have the experience and skill sets available to ensure your application for regulatory approval is straightforward. It is also an aim of ours to ensure that it is time and cost effective as much as possible.
The team has very recent firsthand experience of working within the FSA authorisation department. This means that we are uniquely well positioned to assist our client. Obtaining Part IV Permission from the regulators for the undertaking of regulated activities, for example. We can offer a complete application service. This is where we assemble the entire package. The package includes a full suite of policies and procedures documentation. The authorisation process is managed from start to finish for which out charges start at £2,500 excluding VAT where applicable.
With a depth of financial services and regulatory experience available we are well placed to assist you. Whether you are seeking to obtain Part IV A permission for your new business or need support in such as ICAAP preparation. Our range of services and experience are available to meet your needs.
Our direct authorisation experience covers the entire range of regulated entities. From Investment Advisers to Insurance Companies, CIS Schemes through to major Fund Managers, Consumer Credit firms through to Retail deposit-taking Banks. The full range of straightforward to complex applications.
Our direct recent working experience within the FSA authorisation department means that we have an intimate understanding of the information that the regulator requires to ensure a smooth application process. Both in terms of depth and quality of information sought.
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Member of the Association of Professional Compliance Consultants
